Our Expertise
Supporting your BASE, enhancing your LINES
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At Baseline, we hold solid working knowledge and hands on experience in implementing, managing and reporting front line controls, performing oversight, framework monitoring and reporting including evaluating and assessing framework adequacy and effectiveness.
We build hands on BASE expertise so your Business LINE grows
Governance
& Control Model
Experience in managing streams:
Strategy Setting linked: Conduct Risk, Product Risk, Governance Risk
Customer Experience linked: AML/KYC Ops, Fraud Ops, Complaints Management
Defences linked: Controls and Framework Assurance, Critical Recons
Compliance
& Risk Model
Experience in setting streams:
Tools Oversight: Design and Rollout to monitor specific risks or overall risk profile
Governance Oversight: Combined Assurance, Remediation Forum, Audit planning and preparation
Appetite Oversight: Policy monitoring, Risk profiling, Appetite monitoring
Audit
& Diagnosis Model
Experience in evaluating streams:
Review Planning: objective setting, activity and process understanding
Review Execution: Design and Operating Effectiveness (incl. process efficiency)
Review Reporting: Weaknesses identification, listing Recommendations, tracking Remediation progress
We focus on understanding your needs, aims and challenges to setup tailored solutions that meet your goals and objectives
We are skilled in framework management with the experience, expertise and know-how in framework soundness, reliability and consistency
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